[香港]Societe Generale Hong Kong Branch

职位：Compliance Analyst
发布时间：2019-06-18
工作地点：香港
信息来源：grajob
职位类型：全职
职位描述
Societe Generale Compliance Analyst M/F - VIE Hong Kong,Hong Kong,10-06-2019
2019-06-18 SocieteGenerale Societe Generale

Societe Generale Compliance Analyst M/F - VIE Hong Kong,Hong Kong,10-06-2019

Job code: 19000H64
Date of publication: 10-06-2019

Starting date
01-09-2019
Job function
Legal / Taxation / Compliance
Business unit
Societe Generale Hong Kong Branch
Location
Hong Kong
Job type
International Volunteer Program

Environment
SG CIB is the Corporate and Investment Banking arm of the Société Générale Group. Present in over 50 countries across Europe, the Americas and Asia.SG CIB provides corporate, financial institutions, investors and public sector clients with value-added integrated financial solutions.

APAC Compliance maintains a local presence in Australia, China, Hong Kong, India, Japan, Korea, Singapore and Taiwan (100 staff in total). Our primary focus is to support GBIS activities (MARK - global capital markets & GLFI – global structured finance). The allocation of resources in the region is proportionate to company staffing, size of business activities and local regulatory constraints.
Hong Kong is the regional business and Compliance hub. The team is approx. 50 staff and split into 6 areas of expertise.

- Advisory to Business Lines (GCM)
- Governance & Regulatory Programs (GRP)
- Capital Markets Surveillance (CMS)
- Assurance, Monitoring & Testing (AMT)
- Financial Crime Unit (FCU)
- Control Room (GIB)
In other countries, we have multi disciplinary compliance teams covering all functions.
The candidate will be a member of the Hong Kong Compliance team in charge of Capital Markets Surveillance (CMS) and he/she will be primarily reporting to the CMS Team Leader. The candidate will have to work closely with other team leaders of the Compliance Department.

Mission

Major Responsibilities:

The candidate will perform mainly Communications Surveillance tasks:
1) Promptly undertake Communication monitoring using communication surveillance tool (Global Relay/CAST)
2) Undertake focused electronic communication monitoring on other key focus areas (Market Misconduct, Chinese Wall, Financial Crime, General Misconduct...) as required.
3) Maintain and monitor a database of remedial actions/recommendations arising from communication monitoring, to ensure timely and satisfactory resolution of issues identified.
4) Promptly investigate and clearly communicate issues arising from the Communications surveillance activities, involving advisory compliance officers as required in order to follow issues through to full resolution with the business lines as appropriate.
5) Proactive and timely escalation of issues to CMS supervisor as required, ensuring regular and frequent communication on such issues.
6) Active participation in regulatory and internal investigations as required.
7) Participation in departmental and team meetings, as required.

The VIE in a nutshell:

This VIE in Hong Kong?is to begin as soon as possible but you need to plan 3 months between your application date and the beginning of your VIE assignment. It will last 24?months.

The VIE is a specific contract, under Business France’s eligibility criteria, opened to candidates under 28 and from the member states of the European Economic Space. For further information, please see?

ca***com[点击查看]

Job Tags:

intern

summer intern

Societe Generale

interns

法国兴业银行

winter intern

实习生

实习

ANALYST

Hong