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[北京]北京高华证券有限责任公司实习生招聘
发布时间：2011-10-20
工作地点：北京
信息来源：中国人民大学
职位类型：兼职
职位描述
JOB TITLE: Intern, Securities Division Compliance
BUSINESS UNIT: Securities Division Compliance, Beijing Gao Hua
BUSINESS UNIT OVERVIEW
The Securities Division Compliance department in Beijing provides coverage support to the Division's business units in China. Divisional Compliance also works closely with other firm departments, such as Business, Legal, Controllers, Risk, Technology, Operations and Internal Audit.
This is a position based in Beijing providing support mainly to securities business, however also deal with regulatory affairs on entity level (Gao Hua).
RESPONSIBILIITES
As an integral part of the business in China, this Compliance intern will be focusing on securities business and regulatory matters in the PRC.
· Identify rules applicable to securities businesses from regulatory resources
· Handle professional licensing stuff including professional exam/registration and continuous professional training
· Coordinate regulatory reporting tasks among securities and other business lines
· Monitor business activities to ensure compliance with appropriate rules and firm policies
· Assist Compliance officers in roll-out of Compliance trainings
· Assist data management and analytics for ad-hoc projects across the securities product range.
SKILL / EXPERIENCE
MANDATORY
General knowledge of China securities laws and regulations, securities products and service
Strong analytical skills, attention to details and the ability to exercise balanced judgment
Effective communication and coordination skills are required and the ability to handle multiple tasks simultaneously
The role requires a self-starter who can work under pressure
Excellent written and oral English, Mandarin is essential
PREFERRED
3rd or 4th year undergraduate, 2nd year master
Can work full time, from 6 months to one year
Prior Compliance/Legal experience within securities products/services
Project management experience would be a plus
PRC Securities Professional license.
Pls send your CV to Yang.chi@.
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